2019-2020 Samford University Graduate Catalog 
    
    Mar 29, 2024  
2019-2020 Samford University Graduate Catalog [ARCHIVED CATALOG]

Financial Services Regulatory Compliance Certificate


Students in the online graduate certificate in financial services regulatory compliance from Samford University’s Cumberland School of Law will learn key issues in financial services policy and compliance from ethical, legal, and economic perspectives. The five-course curriculum focuses on understanding and applying the complex laws and regulations governing American financial services industry, with a particular emphasis on regulatory compliance. Students who later choose to pursue the M.S.L. degree may be able to apply courses completed as part of the certificate to their degree program. Students are admitted to the certificate in financial services regulatory compliance only in summer.