2018-2019 Samford University Graduate Catalog 
    
    Mar 29, 2024  
2018-2019 Samford University Graduate Catalog [ARCHIVED CATALOG]

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LAW 620 - Securities Regulation (3)


An introductory course focusing on the federal regulation of securities. Coverage includes registration requirements for initial public offerings, exemptions from registration, antifraud liability, including Rule 10b-5, and insider trading. Prereqs: Business Organizations (LAW 526 ) or permission of the instructor.



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